Brooks, Moore & Associates, Inc.
● SEC registered since 1986CRD 105716SEC# 801-26708Chattanooga, TN
Reg. AUM
$348.9M
Employees
5
Accounts
348
Location
Chattanooga, TN
Brooks, Moore & Associates, Inc. assets under management
Brooks, Moore & Associates, Inc. is an SEC-registered investment adviser based in Chattanooga, TN. The firm has been registered since 1986. It reports $348.9 million in regulatory assets under management and employs 5 people.
Brooks, Moore & Associates, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jay William Brooks Control | Managing Director | 25-50% | 1986 |
| Jay William Brooks Control | Chief Compliance Officer, Vp, Portfolio Manager | 5-10% | 2018 |
| Richard Logan Moore Control | Managing Director | 50-75% | 1995 |
Frequently asked questions
How much does Brooks, Moore & Associates, Inc. manage?
Brooks, Moore & Associates, Inc. reports $348.9 million in regulatory assets under management on its Form ADV.
How many employees does Brooks, Moore & Associates, Inc. have?
Brooks, Moore & Associates, Inc. reports 5 employees.
Where is Brooks, Moore & Associates, Inc. located?
Brooks, Moore & Associates, Inc. is based in Chattanooga, TN and has been SEC-registered since 1986.
Does Brooks, Moore & Associates, Inc. disclose fund performance?
Brooks, Moore & Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3905 Saint Elmo Avenue, Chattanooga, TN 37409-1239 |
| Phone | 423-756-8628 |
| Fax | 423-265-9436 |
| Office hours | 8a.m. - 5p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 1767040 |
| Discloses disciplinary history | No |
Regulatory AUM
$348.9M▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 58%
Larger than 42% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$348.9Mregulatory AUM
Discretionary $342.4MNon-discretionary $6.4M