Brooks, Wayne I
● SEC registered since 2022CRD 168816SEC# 801-126078Utica, NY
Reg. AUM
$57.5M
Employees
3
Accounts
124
Location
Utica, NY
Brooks, Wayne I assets under management
Brooks, Wayne I is an SEC-registered investment adviser based in Utica, NY. The firm has been registered since 2022. It reports $57.5 million in regulatory assets under management and employs 3 people.
Brooks, Wayne I owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Wayne Irving Brooks Control | Owner/ Chief Compliance Officer | Over 75% | 2013 |
Frequently asked questions
How much does Brooks, Wayne I manage?
Brooks, Wayne I reports $57.5 million in regulatory assets under management on its Form ADV.
How many employees does Brooks, Wayne I have?
Brooks, Wayne I reports 3 employees.
Where is Brooks, Wayne I located?
Brooks, Wayne I is based in Utica, NY and has been SEC-registered since 2022.
Does Brooks, Wayne I disclose fund performance?
Brooks, Wayne I is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2520 Genesee Street, Utica, NY 13502 |
| Phone | 315-734-1410 |
| Fax | 315-734-0173 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$57.5M▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 96%
Larger than 4% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$57.5Mregulatory AUM
Discretionary $57.5M