Brookwood Investment Group LLC
● SEC registered since 2021CRD 316544SEC# 801-122508Phoenix, AZ
Reg. AUM
$1.25B
Employees
24
Accounts
7,129
Location
Phoenix, AZ
Brookwood Investment Group LLC assets under management
Brookwood Investment Group LLC is an SEC-registered investment adviser based in Phoenix, AZ. The firm has been registered since 2021. It reports $1.3 billion in regulatory assets under management and employs 24 people.
Brookwood Investment Group LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brookwod Consulting LLC Control | Member | Over 75% | 2021 |
| Kimberley Ann Raimondo Control | Chief Compliance Officer | 50-75% | 2021 |
| Maia Wealth | Member | 10-25% | 2025 |
See all 6 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Brookwood Investment Group LLC manage?
Brookwood Investment Group LLC reports $1.3 billion in regulatory assets under management on its Form ADV.
How many employees does Brookwood Investment Group LLC have?
Brookwood Investment Group LLC reports 24 employees.
Where is Brookwood Investment Group LLC located?
Brookwood Investment Group LLC is based in Phoenix, AZ and has been SEC-registered since 2021.
Does Brookwood Investment Group LLC disclose fund performance?
Brookwood Investment Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3930 E. Ray Road, Suite 155, Phoenix, AZ 85044 |
| Phone | 4803514740 |
| Office hours | 8a.m. To 5p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.25B▲ 82%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 29%
Larger than 71% of 16,271 advisers
EmployeesTop 21%
More than 79% of 16,825 advisers
Assets under management
$1.25Bregulatory AUM
Discretionary $1.23BNon-discretionary $17.4M