Brown Financial Management Group, LLC
CRD 282501SEC# 801-107128Latham, NY
No longer SEC-registered. Brown Financial Management Group, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$56.8M
Employees
3
Accounts
111
Location
Latham, NY
Brown Financial Management Group, LLC assets under management
Brown Financial Management Group, LLC is an investment advisory firm registered with the SEC based in Latham, NY. It reports $56.8 million in regulatory assets under management and employs 3 people.
Brown Financial Management Group, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Thomas James Brown Control | Managing Member/Chief Compliance Officer | Over 75% | 2015 |
Frequently asked questions
How much does Brown Financial Management Group, LLC manage?
Brown Financial Management Group, LLC reports $56.8 million in regulatory assets under management on its Form ADV.
How many employees does Brown Financial Management Group, LLC have?
Brown Financial Management Group, LLC reports 3 employees.
Where is Brown Financial Management Group, LLC located?
Brown Financial Management Group, LLC is based in Latham, NY.
Does Brown Financial Management Group, LLC disclose fund performance?
Brown Financial Management Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 950 New Loudon Road, Suite 105, Latham, NY 12110 |
| Office hours | 8:00 - 3:00 |
| Discloses disciplinary history | No |
Regulatory AUM
$56.8MNo change
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 96%
Larger than 4% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$56.8Mregulatory AUM
Discretionary $55MNon-discretionary $1.9M