Thomas James Brown
Managing Member/Chief Compliance OfficerBrown Financial Management Group, LLCCRD 1614783
About Thomas James Brown
Thomas James Brown is listed as Managing Member/Chief Compliance Officer at Brown Financial Management Group, LLC in Latham, NY. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Brown Financial Management Group, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas James Brown work?
Thomas James Brown is listed as Managing Member/Chief Compliance Officer at Brown Financial Management Group, LLC on SEC Form ADV.
How much of Brown Financial Management Group, LLC does Thomas James Brown own?
Form ADV reports a beneficial ownership band of Over 75%.
Brown Financial Management Group, LLC
| Title | Managing Member/Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2015 |