Brown, Lisle/Cummings, Inc.
● SEC registered since 2021CRD 1331SEC# 801-121156Providence, RI
Reg. AUM
$487.3M
Employees
13
Accounts
490
Location
Providence, RI
Brown, Lisle/Cummings, Inc. assets under management
Brown, Lisle/Cummings, Inc. is a registered investment adviser overseen by the SEC based in Providence, RI. The firm has been registered since 2021. It reports $487.3 million in regulatory assets under management and employs 13 people.
Brown, Lisle/Cummings, Inc. owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Clifford Burrell Jr Tracy Control | Vice President | 10-25% | 2022 |
| David Anthony Izzi Control | President; Secretary; Treasurer; Chief Compliance Officer | 10-25% | 1997 |
| John Arthur Marginson Control | Vice President | 10-25% | 1997 |
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Join to unlock · $37/moFrequently asked questions
How much does Brown, Lisle/Cummings, Inc. manage?
Brown, Lisle/Cummings, Inc. reports $487.3 million in regulatory assets under management on its Form ADV.
How many employees does Brown, Lisle/Cummings, Inc. have?
Brown, Lisle/Cummings, Inc. reports 13 employees.
Where is Brown, Lisle/Cummings, Inc. located?
Brown, Lisle/Cummings, Inc. is based in Providence, RI and has been SEC-registered since 2021.
Does Brown, Lisle/Cummings, Inc. disclose fund performance?
Brown, Lisle/Cummings, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 56 Exchange Terrace, Suite 300, Providence, RI 02903-1772 |
| Phone | 401-421-8900 |
| Fax | 401-521-2960 |
| Office hours | 8:30a.m. To 4:30p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 14745 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$487.3M▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 49%
Larger than 51% of 16,271 advisers
EmployeesTop 34%
More than 66% of 16,825 advisers
Assets under management
$487.3Mregulatory AUM
Discretionary $480.6MNon-discretionary $6.7M