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C-Iii Investment Management LLC

● SEC registered since 2011CRD 156553SEC# 801-72474New York, NY
Export (members)
Ranks #1,954 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$2.47B
Fund GAV
$2.44B
Private funds
8
Employees
80
Accounts
9
Location
New York, NY

C-Iii Investment Management LLC assets under management

C-Iii Investment Management LLC is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 2011. It reports $2.5 billion in regulatory assets under management and employs 80 people. C-Iii Investment Management LLC manages 8 private funds with combined gross assets of $2.4 billion, including C-Iii Recovery Fund III L.P. By regulatory assets, it ranks 1,954 of 6,004 private fund managers.

C-Iii Investment Management LLC private funds

8 funds · $2.44B GAV
FundTypeGross assetsMin.
C-Iii Recovery Fund III L.P.Real Estate$1.5B$375K
Arcap 2006-Rr7 Resecuritization, Inc.Securitized Asset$399.5M$100K
C-Iii Recovery Fund II L.P.Real Estate$331.1M$10M
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C-Iii Investment Management LLC owners & executives

28 reported
NameTitleOwnershipSince
Andrew Lawrence Farkas ControlChief Executive OfficerUnder 5%2011
C-Iii Capital Partners LLC ControlMember, C-Iii Investment Management LlcOver 75%2010
Diana Wilson WhiteManaging DirectorUnder 5%2022
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Frequently asked questions

How much does C-Iii Investment Management LLC manage?

C-Iii Investment Management LLC reports $2.5 billion in regulatory assets under management on its Form ADV.

How many private funds does C-Iii Investment Management LLC manage?

C-Iii Investment Management LLC manages 8 private funds with combined gross assets of $2.4 billion.

How many employees does C-Iii Investment Management LLC have?

C-Iii Investment Management LLC reports 80 employees.

Where is C-Iii Investment Management LLC located?

C-Iii Investment Management LLC is based in New York, NY and has been SEC-registered since 2011.

Does C-Iii Investment Management LLC disclose fund performance?

C-Iii Investment Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address717 Fifth Avenue, 18th Floor, New York, NY 10022
Phone212-705-5000
Fax212-705-5001
Office hours9:00a.m.-5:30p.m.
SEC regionNew York Regional Office (NYRO)
Umbrella registrationYes
Discloses disciplinary historyNo

Regulatory AUM

$2.47B▼ 19%
Mar '25 — $3.05BApr '25 — $3.05BMay '25 — $3.05BJun '25 — $3.05BJul '25 — $3.05BAug '25 — $3.05BSep '25 — $3.05BOct '25 — $3.05BNov '25 — $3.05BDec '25 — $3.05BJan '26 — $3.05BFeb '26 — $3.05BMar '26 — $2.47BApr '26 — $2.47BMay '26 — $2.47BJun '26 — $2.47B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 20%
Larger than 80% of 16,271 advisers
AUM vs fund managersTop 33%
Larger than 67% of 6,004 private-fund managers
Number of fundsTop 30%
More funds than 70% of fund managers
EmployeesTop 8%
More than 92% of 16,825 advisers

Assets under management

$2.47Bregulatory AUM
Discretionary $1.96BNon-discretionary $503.6M

Fund type mix

Real Estate4
Securitized Asset3
Hedge1