Cain, Watters & Associates, LLC
● SEC registered since 1991CRD 111521SEC# 801-39899Frisco, TX
Reg. AUM
$5.04B
Employees
341
Accounts
12,138
Location
Frisco, TX
Cain, Watters & Associates, LLC assets under management
Cain, Watters & Associates, LLC is an investment advisory firm registered with the SEC based in Frisco, TX. The firm has been registered since 1991. It reports $5 billion in regulatory assets under management and employs 341 people.
Cain, Watters & Associates, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cwa Financial Group, LLC Control | Managing Member | Over 75% | 2026 |
| Jeremy Layne Bolf Control | Chief Compliance Officer | Under 5% | 2024 |
| Scott Erwin Control | Chief Operations Officer | Under 5% | 2024 |
Frequently asked questions
How much does Cain, Watters & Associates, LLC manage?
Cain, Watters & Associates, LLC reports $5 billion in regulatory assets under management on its Form ADV.
How many employees does Cain, Watters & Associates, LLC have?
Cain, Watters & Associates, LLC reports 341 employees.
Where is Cain, Watters & Associates, LLC located?
Cain, Watters & Associates, LLC is based in Frisco, TX and has been SEC-registered since 1991.
Does Cain, Watters & Associates, LLC disclose fund performance?
Cain, Watters & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 17 Cowboys Way, Suite 300, Frisco, TX 75034 |
| Phone | 972-233-3323 |
| Fax | 972- 943-0670 |
| Office hours | 8:30a.m. To 5:00p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| CIK | 1860257 |
| Discloses disciplinary history | No |
Regulatory AUM
$5.04B▲ 19%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 13%
Larger than 87% of 16,271 advisers
EmployeesTop 2%
More than 98% of 16,825 advisers
Assets under management
$5.04Bregulatory AUM
Discretionary $2.38BNon-discretionary $2.65B