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Calderwood Financial Strategies, Inc.

● SEC registered since 2021CRD 313466SEC# 801-120801Houston, TX
Export (members)
Reg. AUM
$228.5M
Employees
5
Accounts
69
Location
Houston, TX

Calderwood Financial Strategies, Inc. assets under management

Calderwood Financial Strategies, Inc. operates as an SEC-registered investment adviser based in Houston, TX. The firm has been registered since 2021. It reports $228.5 million in regulatory assets under management and employs 5 people.

Calderwood Financial Strategies, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Charles Andrew Calderwood ControlCcoOver 75%2021

Frequently asked questions

How much does Calderwood Financial Strategies, Inc. manage?

Calderwood Financial Strategies, Inc. reports $228.5 million in regulatory assets under management on its Form ADV.

How many employees does Calderwood Financial Strategies, Inc. have?

Calderwood Financial Strategies, Inc. reports 5 employees.

Where is Calderwood Financial Strategies, Inc. located?

Calderwood Financial Strategies, Inc. is based in Houston, TX and has been SEC-registered since 2021.

Does Calderwood Financial Strategies, Inc. disclose fund performance?

Calderwood Financial Strategies, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address510 Bering Drive, Suite 540, Houston, TX 77057
Phone832-821-2462
Fax832-538-1107
Office hoursAppointment Only
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Regulatory AUM

$228.5M▲ 6%
Feb '25 — $216.4MMar '25 — $216.4MApr '25 — $216.4MMay '25 — $216.4MJun '25 — $216.4MJul '25 — $216.4MAug '25 — $216.4MSep '25 — $216.4MOct '25 — $216.4MNov '25 — $216.4MDec '25 — $216.4MJan '26 — $216.4MFeb '26 — $216.4MMar '26 — $228.5MApr '26 — $228.5MMay '26 — $228.5MJun '26 — $228.5M
Feb '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 71%
Larger than 29% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers

Assets under management

$228.5Mregulatory AUM
Discretionary $65.5MNon-discretionary $163M