Calderwood Financial Strategies, Inc.
● SEC registered since 2021CRD 313466SEC# 801-120801Houston, TX
Reg. AUM
$228.5M
Employees
5
Accounts
69
Location
Houston, TX
About Calderwood Financial Strategies
Calderwood Financial Strategies focuses on retirement plans, life insurance, and employer group benefits for business owners and individuals. It offers customized solutions to grow and preserve assets, including 401(k), pension, supplemental retirement, and investment portfolio management services.
Summary based on the firm’s website.
Calderwood Financial Strategies, Inc. assets under management
Calderwood Financial Strategies, Inc. operates as an SEC-registered investment adviser based in Houston, TX. The firm has been registered since 2021. It reports $228.5 million in regulatory assets under management and employs 5 people.
Calderwood Financial Strategies, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Charles Andrew Calderwood Control | Cco | Over 75% | 2021 |
Frequently asked questions
How much does Calderwood Financial Strategies, Inc. manage?
Calderwood Financial Strategies, Inc. reports $228.5 million in regulatory assets under management on its Form ADV.
How many employees does Calderwood Financial Strategies, Inc. have?
Calderwood Financial Strategies, Inc. reports 5 employees.
Where is Calderwood Financial Strategies, Inc. located?
Calderwood Financial Strategies, Inc. is based in Houston, TX and has been SEC-registered since 2021.
Does Calderwood Financial Strategies, Inc. disclose fund performance?
Calderwood Financial Strategies, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 510 Bering Drive, Suite 540, Houston, TX 77057 |
| Phone | 832-821-2462 |
| Fax | 832-538-1107 |
| Office hours | Appointment Only |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$228.5M▲ 6%
Feb '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 70%
Larger than 30% of 16,369 advisers
EmployeesTop 62%
More than 38% of 16,804 advisers
Assets under management
$228.5Mregulatory AUM
Discretionary $65.5MNon-discretionary $163M