Caldwell Advisors, LLC
● SEC registered since 2015CRD 144408SEC# 801-106730Brentwood, TN
Reg. AUM
$351.4M
Employees
8
Accounts
1,016
Location
Brentwood, TN
Caldwell Advisors, LLC assets under management
Caldwell Advisors, LLC is an SEC-registered investment adviser based in Brentwood, TN. The firm has been registered since 2015. It reports $351.4 million in regulatory assets under management and employs 8 people.
Caldwell Advisors, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Billy Ray Caldwell Control | Member | Over 75% | 2007 |
| Natasha Lee Smith Control | Chief Compliance Officer | Under 5% | 2022 |
Frequently asked questions
How much does Caldwell Advisors, LLC manage?
Caldwell Advisors, LLC reports $351.4 million in regulatory assets under management on its Form ADV.
How many employees does Caldwell Advisors, LLC have?
Caldwell Advisors, LLC reports 8 employees.
Where is Caldwell Advisors, LLC located?
Caldwell Advisors, LLC is based in Brentwood, TN and has been SEC-registered since 2015.
Does Caldwell Advisors, LLC disclose fund performance?
Caldwell Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5210 Maryland Way, Ste 202, Brentwood, TN 37027 |
| Phone | 615-370-8988 |
| Fax | 615-370-8989 |
| Office hours | 8:30 a.m. - 4:30 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$351.4M▲ 4%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 58%
Larger than 42% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$351.4Mregulatory AUM
Discretionary $344.2MNon-discretionary $7.2M