Caldwell Sutter Capital, Inc.
● SEC registered since 2006CRD 10489SEC# 801-66098Sausalito, CA
Reg. AUM
$605.7M
Employees
17
Accounts
1,249
Location
Sausalito, CA
Caldwell Sutter Capital, Inc. assets under management
Caldwell Sutter Capital, Inc. is an investment advisory firm registered with the SEC based in Sausalito, CA. The firm has been registered since 2006. It reports $605.7 million in regulatory assets under management and employs 17 people.
Caldwell Sutter Capital, Inc. owners & executives
15 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher William Anderson Control | Chief Compliance Officer | Under 5% | 2006 |
| Christopher William Anderson Control | Financial And Operations Principal | Under 5% | 2012 |
| Christopher William Anderson Control | Chief Financial Officer | Under 5% | 2018 |
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Join to unlock · $37/moFrequently asked questions
How much does Caldwell Sutter Capital, Inc. manage?
Caldwell Sutter Capital, Inc. reports $605.7 million in regulatory assets under management on its Form ADV.
How many employees does Caldwell Sutter Capital, Inc. have?
Caldwell Sutter Capital, Inc. reports 17 employees.
Where is Caldwell Sutter Capital, Inc. located?
Caldwell Sutter Capital, Inc. is based in Sausalito, CA and has been SEC-registered since 2006.
Does Caldwell Sutter Capital, Inc. disclose fund performance?
Caldwell Sutter Capital, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 30 Liberty Ship Way #3225, Sausalito, CA 94965 |
| Phone | 415-962-2526 |
| Fax | 415-332-1838 |
| Office hours | 6:30 a.m. To 1:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 702007 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$605.7M▲ 6%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 43%
Larger than 57% of 16,271 advisers
EmployeesTop 28%
More than 72% of 16,825 advisers
Assets under management
$605.7Mregulatory AUM
Discretionary $574.7MNon-discretionary $30.9M