Calton & Associates, Inc.
● SEC registered since 2009CRD 20999SEC# 801-70036Tampa, FL
Reg. AUM
$1.58B
Employees
373
Accounts
6,969
Location
Tampa, FL
Calton & Associates, Inc. assets under management
Calton & Associates, Inc. is a registered investment adviser overseen by the SEC based in Tampa, FL. The firm has been registered since 2009. It reports $1.6 billion in regulatory assets under management and employs 373 people.
Calton & Associates, Inc. owners & executives
14 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Adeline Carmela Ciccati | Trustee Of The Louis Ciccati And Adeline Carmela Ciccati Revocable Trust | Under 5% | 2017 |
| Austin Louis Ciccati | Shareholder | Under 5% | 2014 |
| Carly Marie Ciccati | Shareholder | Under 5% | 2014 |
See all 14 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Calton & Associates, Inc. manage?
Calton & Associates, Inc. reports $1.6 billion in regulatory assets under management on its Form ADV.
How many employees does Calton & Associates, Inc. have?
Calton & Associates, Inc. reports 373 employees.
Where is Calton & Associates, Inc. located?
Calton & Associates, Inc. is based in Tampa, FL and has been SEC-registered since 2009.
Does Calton & Associates, Inc. disclose fund performance?
Calton & Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2701 N. Rocky Point Drive, Suite 1000, Tampa, FL 33607 |
| Phone | 813-264-0440 |
| Fax | 813-264-9712 |
| Office hours | 9:00a.m. To 5:00p.m. |
| SEC region | Miami Regional Office (MIRO) |
| CIK | 822648 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.58B▲ 30%
Jul '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 25%
Larger than 75% of 16,271 advisers
EmployeesTop 2%
More than 98% of 16,825 advisers
Assets under management
$1.58Bregulatory AUM
Discretionary $1.55BNon-discretionary $22.9M