Calton & Associates, Inc.
● SEC registered since 2009CRD 20999SEC# 801-70036Tampa, FL
Reg. AUM
$1.58B
Employees
373
Accounts
6,969
Location
Tampa, FL
About Calton & Associates
Calton & Associates is a broker-dealer and advisory platform that supports independent financial professionals with investments, insurance, financial planning, and practice resources. It stresses advisor independence, flexible advisory solutions, and tools intended to help practices grow.
Summary based on the firm’s website.
Calton & Associates, Inc. assets under management
Calton & Associates, Inc. is a registered investment adviser overseen by the SEC based in Tampa, FL. The firm has been registered since 2009. It reports $1.6 billion in regulatory assets under management and employs 373 people.
Calton & Associates, Inc. owners & executives
14 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Adeline Carmela Ciccati | Trustee Of The Louis Ciccati And Adeline Carmela Ciccati Revocable Trust | Under 5% | 2017 |
| Austin Louis Ciccati | Shareholder | Under 5% | 2014 |
| Carly Marie Ciccati | Shareholder | Under 5% | 2014 |
| David Scott Cole Control | Chief Financial Officer/Finop | Under 5% | 2025 |
| Derek Jay Calton Control | Vice President - Director | Under 5% | 1997 |
| Dwayne Kent Calton Control | President - Director | Under 5% | 1987 |
| Jill Marie Ciccati | Shareholder | 5-10% | 2016 |
| Paul Reid Richardson Control | Chief Operations Officer | Under 5% | 2020 |
| Rameshwar Singh Control | Director / Secretary /President Of Advisory Services | 25-50% | 2014 |
| Rameshwar Singh Control | Shareholder | 25-50% | 2014 |
See all 14 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Calton & Associates, Inc. manage?
Calton & Associates, Inc. reports $1.6 billion in regulatory assets under management on its Form ADV.
How many employees does Calton & Associates, Inc. have?
Calton & Associates, Inc. reports 373 employees.
Where is Calton & Associates, Inc. located?
Calton & Associates, Inc. is based in Tampa, FL and has been SEC-registered since 2009.
Does Calton & Associates, Inc. disclose fund performance?
Calton & Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2701 N. Rocky Point Drive, Suite 1000, Tampa, FL 33607 |
| Phone | 813-264-0440 |
| Fax | 813-264-9712 |
| Office hours | 9:00a.m. To 5:00p.m. |
| SEC region | Miami Regional Office (MIRO) |
| CIK | 822648 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.58B▲ 30%
Jul '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 25%
Larger than 75% of 16,369 advisers
EmployeesTop 2%
More than 98% of 16,804 advisers
Assets under management
$1.58Bregulatory AUM
Discretionary $1.55BNon-discretionary $22.9M