Canton Hathaway LLC
● SEC registered since 2018CRD 297527SEC# 801-113544Providence, RI
Ranks #3,180 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$866.1M
Fund GAV
$26.6M
Private funds
4
Employees
5
Accounts
281
Location
Providence, RI
Canton Hathaway LLC assets under management
Canton Hathaway LLC is a registered investment adviser overseen by the SEC based in Providence, RI. The firm has been registered since 2018. It reports $866.1 million in regulatory assets under management and employs 5 people. Canton Hathaway LLC manages 4 private funds with combined gross assets of $26.6 million, including Ch Neon Inv., LLC. By regulatory assets, it ranks 3,180 of 6,004 private fund managers.
Canton Hathaway LLC private funds
4 funds · $26.6M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Ch Neon Inv., LLC | Real Estate | $16.3M | $25K |
| C-H Hotel Investment I, LLC | Real Estate | $5.3M | $50K |
| Ch Pe Investment 1, LLC | Private Equity | $5M | $25K |
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Join to unlock · $37/moCanton Hathaway LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Anthony Claude Marcello Control | Director Of Business Development | 10-25% | 2020 |
| Candice Amanda Lightfoot | Chief Compliance Officer | Under 5% | 2025 |
| James Procaccianti Control | Director | 10-25% | 2018 |
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Join to unlock · $37/moFrequently asked questions
How much does Canton Hathaway LLC manage?
Canton Hathaway LLC reports $866.1 million in regulatory assets under management on its Form ADV.
How many private funds does Canton Hathaway LLC manage?
Canton Hathaway LLC manages 4 private funds with combined gross assets of $26.6 million.
How many employees does Canton Hathaway LLC have?
Canton Hathaway LLC reports 5 employees.
Where is Canton Hathaway LLC located?
Canton Hathaway LLC is based in Providence, RI and has been SEC-registered since 2018.
Does Canton Hathaway LLC disclose fund performance?
Canton Hathaway LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One West Exchange Street, Suite 3202, Providence, RI 02903 |
| Phone | 401-433-7800 |
| Office hours | 8a.m.-5p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$866.1M▲ 29%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 36%
Larger than 64% of 16,271 advisers
AUM vs fund managersTop 53%
Larger than 47% of 6,004 private-fund managers
Number of fundsTop 46%
More funds than 54% of fund managers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$866.1Mregulatory AUM
Discretionary $844.3MNon-discretionary $21.8M
Fund type mix
Real Estate3
Private Equity1
Service providers
Auditor