Canty Financial Management, Inc.
● SEC registered since 2007CRD 118945SEC# 801-68026Ballston Spa, NY
Reg. AUM
$254M
Employees
5
Accounts
447
Location
Ballston Spa, NY
Canty Financial Management, Inc. assets under management
Canty Financial Management, Inc. is an investment advisory firm registered with the SEC based in Ballston Spa, NY. The firm has been registered since 2007. It reports $254 million in regulatory assets under management and employs 5 people.
Canty Financial Management, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Edward Joseph Canty | Investment Advisor Representative | 5-10% | 2017 |
| Joseph William Canty | Investment Advisor Representative | 5-10% | 2019 |
| William Joseph Canty Control | Chief Compliance Officer | Over 75% | 2001 |
Frequently asked questions
How much does Canty Financial Management, Inc. manage?
Canty Financial Management, Inc. reports $254 million in regulatory assets under management on its Form ADV.
How many employees does Canty Financial Management, Inc. have?
Canty Financial Management, Inc. reports 5 employees.
Where is Canty Financial Management, Inc. located?
Canty Financial Management, Inc. is based in Ballston Spa, NY and has been SEC-registered since 2007.
Does Canty Financial Management, Inc. disclose fund performance?
Canty Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 20 Church Ave., Ballston Spa, NY 12020 |
| Phone | 518-885-3230 |
| Fax | 518-885-2835 |
| Office hours | 9-5 |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$254M▲ 23%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 67%
Larger than 33% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$254Mregulatory AUM
Discretionary $239MNon-discretionary $14.9M