Capital Bank and Trust Company
● SEC registered since 2014CRD 170017SEC# 801-79234Irvine, CA
Reg. AUM
$250.98B
Employees
106
Accounts
588
Location
Irvine, CA
Capital Bank and Trust Company assets under management
Capital Bank and Trust Company is an investment advisory firm registered with the SEC based in Irvine, CA. The firm has been registered since 2014. It reports $251 billion in regulatory assets under management and employs 106 people.
Capital Bank and Trust Company owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Janet Wesley Lamkin Control | Director | Under 5% | 2021 |
| Kevin Michael Saks Control | Director And President | Under 5% | 2023 |
| Kevin Thomas Burke Control | Director | Under 5% | 2016 |
| Kristine Mie Nishiyama Control | Director, Chair, Senior Vice President And General Counsel | Under 5% | 2013 |
| Matthew Edwin Knihtila Control | Chief Compliance Officer | Under 5% | 2025 |
| Michelle C. Kerrick Control | Director | Under 5% | 2024 |
| Sarah Delores Berendt Control | Treasurer And Controller | Under 5% | 2025 |
| Susi Michele Silverman Control | Director | Under 5% | 2025 |
| The Capital Group Companies, Inc. Control | Stockholder | Over 75% | 2000 |
Frequently asked questions
How much does Capital Bank and Trust Company manage?
Capital Bank and Trust Company reports $251 billion in regulatory assets under management on its Form ADV.
How many employees does Capital Bank and Trust Company have?
Capital Bank and Trust Company reports 106 employees.
Where is Capital Bank and Trust Company located?
Capital Bank and Trust Company is based in Irvine, CA and has been SEC-registered since 2014.
Does Capital Bank and Trust Company disclose fund performance?
Capital Bank and Trust Company is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6455 Irvine Center Drive, Irvine, CA 92618-4518 |
| Phone | (949) 975-5000 |
| Office hours | 8:00A.M - 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$250.98B▲ 231%
Jan '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 1%
Larger than 99% of 16,369 advisers
EmployeesTop 7%
More than 93% of 16,804 advisers
Assets under management
$250.98Bregulatory AUM
Discretionary $250.98B