Capital Financial Advisors of New York, LLC
● SEC registered since 2008CRD 125689SEC# 801-69021Clifton Park, NY
Reg. AUM
$260M
Employees
1
Accounts
590
Location
Clifton Park, NY
Capital Financial Advisors of New York, LLC assets under management
Capital Financial Advisors of New York, LLC is an investment advisory firm registered with the SEC based in Clifton Park, NY. The firm has been registered since 2008. It reports $260 million in regulatory assets under management and employs 1 people.
Capital Financial Advisors of New York, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kerry Gordon Mayo Control | Member | 25-50% | 2011 |
| Sciandra Looney Julianne Control | Chief Compliance Officer | 25-50% | 2017 |
Frequently asked questions
How much does Capital Financial Advisors of New York, LLC manage?
Capital Financial Advisors of New York, LLC reports $260 million in regulatory assets under management on its Form ADV.
How many employees does Capital Financial Advisors of New York, LLC have?
Capital Financial Advisors of New York, LLC reports 1 employees.
Where is Capital Financial Advisors of New York, LLC located?
Capital Financial Advisors of New York, LLC is based in Clifton Park, NY and has been SEC-registered since 2008.
Does Capital Financial Advisors of New York, LLC disclose fund performance?
Capital Financial Advisors of New York, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10 Maxwell Drive, Suite 104b, Clifton Park, NY 12065 |
| Phone | 518-280-0030 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$260M▲ 12%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 66%
Larger than 34% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$260Mregulatory AUM
Discretionary $260M