Capital Financial Group, Inc.
● SEC registered since 2019CRD 111709SEC# 801-117272Littleton, CO
Reg. AUM
$237.4M
Employees
5
Accounts
667
Location
Littleton, CO
Capital Financial Group, Inc. assets under management
Capital Financial Group, Inc. is an investment advisory firm registered with the SEC based in Littleton, CO. The firm has been registered since 2019. It reports $237.4 million in regulatory assets under management and employs 5 people.
Capital Financial Group, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alexander Adrian Leonida Control | Chief Executive Officer | Over 75% | 2021 |
| Leah Priscilla Hlewko | Chief Compliance Officer & Operations Manager | Under 5% | 2026 |
Frequently asked questions
How much does Capital Financial Group, Inc. manage?
Capital Financial Group, Inc. reports $237.4 million in regulatory assets under management on its Form ADV.
How many employees does Capital Financial Group, Inc. have?
Capital Financial Group, Inc. reports 5 employees.
Where is Capital Financial Group, Inc. located?
Capital Financial Group, Inc. is based in Littleton, CO and has been SEC-registered since 2019.
Does Capital Financial Group, Inc. disclose fund performance?
Capital Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 13986 Bowles Ave., Suite 200, Littleton, CO 80127 |
| Phone | 303-629-7500 |
| Fax | 303-629-7560 |
| Office hours | 7:30 a.m. - 4:30 p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$237.4M▲ 21%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 69%
Larger than 31% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$237.4Mregulatory AUM
Discretionary $219.5MNon-discretionary $17.9M