Capital Gains Inc
● SEC registered since 1992CRD 111717SEC# 801-41787Niles, IL
Reg. AUM
$166.6M
Employees
3
Accounts
9
Location
Niles, IL
Capital Gains Inc assets under management
Capital Gains Inc is an investment advisory firm registered with the SEC based in Niles, IL. The firm has been registered since 1992. It reports $166.6 million in regulatory assets under management and employs 3 people.
Capital Gains Inc owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gary Karshna Control | President, Treasurer, Director | Over 75% | 1992 |
| Gary Karshna Control | Chief Compliance Officer | Over 75% | 2004 |
Frequently asked questions
How much does Capital Gains Inc manage?
Capital Gains Inc reports $166.6 million in regulatory assets under management on its Form ADV.
How many employees does Capital Gains Inc have?
Capital Gains Inc reports 3 employees.
Where is Capital Gains Inc located?
Capital Gains Inc is based in Niles, IL and has been SEC-registered since 1992.
Does Capital Gains Inc disclose fund performance?
Capital Gains Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 8060 W. Oakton Street, Suite 102, Niles, IL 60714 |
| Phone | 847-318-9975 |
| Fax | 847-318-9958 |
| Office hours | 8:30a.m. To 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$166.6M▲ 31%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 80%
Larger than 20% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$166.6Mregulatory AUM
Discretionary $166.6M