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Capital Investment Management, Inc

● SEC registered since 2012CRD 113917SEC# 801-76972Lee's Summit, MO
Export (members)
Reg. AUM
$558.9M
Employees
10
Accounts
1,072
Location
Lee's Summit, MO

Capital Investment Management, Inc assets under management

Capital Investment Management, Inc is an investment advisory firm registered with the SEC based in Lee's Summit, MO. The firm has been registered since 2012. It reports $558.9 million in regulatory assets under management and employs 10 people.

Capital Investment Management, Inc owners & executives

3 reported
NameTitleOwnershipSince
David Max Garrison ControlSenior Vice President50-75%1998
Matthew Tyler ShullSecretary10-25%2021
Troy Roland Schuster ControlPresident/Chief Compliance Officer25-50%2005

Frequently asked questions

How much does Capital Investment Management, Inc manage?

Capital Investment Management, Inc reports $558.9 million in regulatory assets under management on its Form ADV.

How many employees does Capital Investment Management, Inc have?

Capital Investment Management, Inc reports 10 employees.

Where is Capital Investment Management, Inc located?

Capital Investment Management, Inc is based in Lee's Summit, MO and has been SEC-registered since 2012.

Does Capital Investment Management, Inc disclose fund performance?

Capital Investment Management, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address608 S.w. 3rd St., Lee's Summit, MO 64063
Phone816-246-1212
Fax816-246-9959
Office hours8:30 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Regulatory AUM

$558.9M▲ 17%
Mar '25 — $477.1MApr '25 — $477.1MMay '25 — $477.1MJun '25 — $477.1MJul '25 — $477.1MAug '25 — $477.1MSep '25 — $477.1MOct '25 — $477.1MNov '25 — $477.1MDec '25 — $477.1MJan '26 — $477.1MFeb '26 — $477.1MMar '26 — $558.9MApr '26 — $558.9MMay '26 — $558.9MJun '26 — $558.9M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 45%
Larger than 55% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers

Assets under management

$558.9Mregulatory AUM
Discretionary $558.9M