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Capital Management LLC

● SEC registered since 1998CRD 109416SEC# 801-55753Greensboro, NC
Export (members)
Reg. AUM
$383M
Employees
3
Accounts
516
Location
Greensboro, NC

Capital Management LLC assets under management

Capital Management LLC is an SEC-registered investment adviser based in Greensboro, NC. The firm has been registered since 1998. It reports $383 million in regulatory assets under management and employs 3 people.

Capital Management LLC owners & executives

2 reported
NameTitleOwnershipSince
David Peele Gray ControlManaging Partner, Chief Compliance OfficerOver 75%2009
Joseph Christian WilliamsMinority Shareholder5-10%2022

Frequently asked questions

How much does Capital Management LLC manage?

Capital Management LLC reports $383 million in regulatory assets under management on its Form ADV.

How many employees does Capital Management LLC have?

Capital Management LLC reports 3 employees.

Where is Capital Management LLC located?

Capital Management LLC is based in Greensboro, NC and has been SEC-registered since 1998.

Does Capital Management LLC disclose fund performance?

Capital Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address628 Green Valley Road, Suite 204, Greensboro, NC 27408
Phone336-856-2911
Fax336-856-9199
Office hours8:30 a.m. - 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Regulatory AUM

$383M▲ 12%
Mar '25 — $341.9MApr '25 — $341.9MMay '25 — $341.9MJun '25 — $341.9MJul '25 — $341.9MAug '25 — $341.9MSep '25 — $341.9MOct '25 — $341.9MNov '25 — $341.9MDec '25 — $341.9MJan '26 — $341.9MFeb '26 — $341.9MMar '26 — $383MApr '26 — $383MMay '26 — $383MJun '26 — $383M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 55%
Larger than 45% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$383Mregulatory AUM
Discretionary $348.9MNon-discretionary $34M