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Capital Markets Iq, LLC

● SEC registered since 2009CRD 134921SEC# 801-69992
Export (members)
Reg. AUM
$571.4M
Employees
23
Accounts
884
Location

Capital Markets Iq, LLC assets under management

Capital Markets Iq, LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2009. It reports $571.4 million in regulatory assets under management and employs 23 people.

Capital Markets Iq, LLC owners & executives

10 reported
NameTitleOwnershipSince
Anita B Carlino ControlControllerUnder 5%2020
Extensor Capital N.a., LLC ControlMember25-50%2009
Kenneth Nelson Wiseman ControlTrustee50-75%2013
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Frequently asked questions

How much does Capital Markets Iq, LLC manage?

Capital Markets Iq, LLC reports $571.4 million in regulatory assets under management on its Form ADV.

How many employees does Capital Markets Iq, LLC have?

Capital Markets Iq, LLC reports 23 employees.

Does Capital Markets Iq, LLC disclose fund performance?

Capital Markets Iq, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone310.882.6380
Office hours9:00A-5:00P Cst
SEC regionFort Worth Regional Office (FWRO)
CIK2111407
Discloses disciplinary historyYes

Regulatory AUM

$571.4M▲ 46%
Jan '25 — $392.3MFeb '25 — $392.3MMar '25 — $450.9MApr '25 — $450.9MMay '25 — $450.9MJun '25 — $450.9MJul '25 — $450.9MAug '25 — $450.9MSep '25 — $450.9MOct '25 — $450.9MNov '25 — $450.9MDec '25 — $450.9MJan '26 — $450.9MFeb '26 — $450.9MMar '26 — $571.4MApr '26 — $571.4MMay '26 — $571.4MJun '26 — $571.4M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 45%
Larger than 55% of 16,271 advisers
EmployeesTop 22%
More than 78% of 16,825 advisers

Assets under management

$571.4Mregulatory AUM
Discretionary $455.6MNon-discretionary $115.9M