Capital Planning, LLC
● SEC registered since 2014CRD 169470SEC# 801-79115Bellevue, WA
Reg. AUM
$617.7M
Employees
12
Accounts
1,169
Location
Bellevue, WA
Capital Planning, LLC assets under management
Capital Planning, LLC operates as an SEC-registered investment adviser based in Bellevue, WA. The firm has been registered since 2014. It reports $617.7 million in regulatory assets under management and employs 12 people.
Capital Planning, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Earl Kelley Control | Member, President, Chief Operating Officer | 10-25% | 2014 |
| M3 Holdings Corp Dba Capital Planning Corporation Control | Owner | Over 75% | 2013 |
| Michael Darrell Miller Control | Chief Executive Officer & Chief Compliance Officer | Under 5% | 2014 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Capital Planning, LLC manage?
Capital Planning, LLC reports $617.7 million in regulatory assets under management on its Form ADV.
How many employees does Capital Planning, LLC have?
Capital Planning, LLC reports 12 employees.
Where is Capital Planning, LLC located?
Capital Planning, LLC is based in Bellevue, WA and has been SEC-registered since 2014.
Does Capital Planning, LLC disclose fund performance?
Capital Planning, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10900 NE 4th Street, Suite 2300, Bellevue, WA 98004 |
| Phone | 425-643-1800 |
| Fax | 425-643-1216 |
| Office hours | By Appointment Only |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1790688 |
| Discloses disciplinary history | No |
Regulatory AUM
$617.7M▼ 9%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 43%
Larger than 57% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$617.7Mregulatory AUM
Discretionary $617.7M