Capital Wealth Alliance, LLC
● SEC registered since 2018CRD 298257SEC# 801-113992Scottsdale, AZ
Reg. AUM
$300.3M
Employees
5
Accounts
861
Location
Scottsdale, AZ
Capital Wealth Alliance, LLC assets under management
Capital Wealth Alliance, LLC is an investment advisory firm registered with the SEC based in Scottsdale, AZ. The firm has been registered since 2018. It reports $300.3 million in regulatory assets under management and employs 5 people.
Capital Wealth Alliance, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brent Michael Carman Control | Managing Partner | 50-75% | 2018 |
| Robert D Wong Control | Managing Partner/ Chief Compliance Officer | 50-75% | 2018 |
Frequently asked questions
How much does Capital Wealth Alliance, LLC manage?
Capital Wealth Alliance, LLC reports $300.3 million in regulatory assets under management on its Form ADV.
How many employees does Capital Wealth Alliance, LLC have?
Capital Wealth Alliance, LLC reports 5 employees.
Where is Capital Wealth Alliance, LLC located?
Capital Wealth Alliance, LLC is based in Scottsdale, AZ and has been SEC-registered since 2018.
Does Capital Wealth Alliance, LLC disclose fund performance?
Capital Wealth Alliance, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 17015 North Scottsdale Road, Suite 250, Scottsdale, AZ 85255 |
| Phone | 480-948-7590 |
| Fax | 480-948-6998 |
| Office hours | 7:00 a.m. - 4:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$300.3M▲ 36%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 62%
Larger than 38% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$300.3Mregulatory AUM
Discretionary $299.3MNon-discretionary $963K