Capitalworks, LLC
● SEC registered since 2017CRD 160408SEC# 801-110345Cleveland, OH
Ranks #4,657 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$283.9M
Fund GAV
$283.9M
Private funds
4
Employees
8
Accounts
4
Location
Cleveland, OH
Capitalworks, LLC assets under management
Capitalworks, LLC is an SEC-registered investment adviser based in Cleveland, OH. The firm has been registered since 2017. It reports $283.9 million in regulatory assets under management and employs 8 people. Capitalworks, LLC manages 4 private funds with combined gross assets of $283.9 million, including Capitalworks IV, L.P. By regulatory assets, it ranks 4,657 of 6,004 private fund managers.
Capitalworks, LLC private funds
4 funds · $283.9M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Capitalworks IV, L.P. | Private Equity | $221M | $250K |
| Short Vincent Partners III, L.P. | Private Equity | $30M | $100K |
| Cwi Fund V, L.P. | Private Equity | $29.9M | $125K |
See all 4 funds — unlock the full record.
Join to unlock · $37/moCapitalworks, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Mikel Byron Harding Control | Chief Financial Officer, Chief Compliance Officer | Under 5% | 2012 |
| Richard Rings Hollington Control | Chairman | Under 5% | 2023 |
| William Todd Martin Control | Chief Executiive Officer And President | Over 75% | 2023 |
Frequently asked questions
How much does Capitalworks, LLC manage?
Capitalworks, LLC reports $283.9 million in regulatory assets under management on its Form ADV.
How many private funds does Capitalworks, LLC manage?
Capitalworks, LLC manages 4 private funds with combined gross assets of $283.9 million.
How many employees does Capitalworks, LLC have?
Capitalworks, LLC reports 8 employees.
Where is Capitalworks, LLC located?
Capitalworks, LLC is based in Cleveland, OH and has been SEC-registered since 2017.
Does Capitalworks, LLC disclose fund performance?
Capitalworks, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1100 Superior Ave., Suite 1725, Cleveland, OH 44114 |
| Phone | 216-781-3233 |
| Fax | 216-781-6670 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$283.9M▼ 3%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
AUM vs fund managersTop 78%
Larger than 22% of 6,004 private-fund managers
Number of fundsTop 46%
More funds than 54% of fund managers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$283.9Mregulatory AUM
Discretionary $283.9M