Capstone Financial Advisors Inc
● SEC registered since 1999CRD 109341SEC# 801-56979Downers Grove, IL
Reg. AUM
$2.87B
Employees
30
Accounts
4,173
Location
Downers Grove, IL
Capstone Financial Advisors Inc assets under management
Capstone Financial Advisors Inc is an investment advisory firm registered with the SEC based in Downers Grove, IL. The firm has been registered since 1999. It reports $2.9 billion in regulatory assets under management and employs 30 people.
Capstone Financial Advisors Inc owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Aldo Salvatore Vultaggio | Shareholder | 5-10% | 2018 |
| Brian Michael Niksa | Shareholder | 5-10% | 2018 |
| Drew Alan Ahrens | Chief Compliance Officer | Under 5% | 2024 |
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Join to unlock · $37/moFrequently asked questions
How much does Capstone Financial Advisors Inc manage?
Capstone Financial Advisors Inc reports $2.9 billion in regulatory assets under management on its Form ADV.
How many employees does Capstone Financial Advisors Inc have?
Capstone Financial Advisors Inc reports 30 employees.
Where is Capstone Financial Advisors Inc located?
Capstone Financial Advisors Inc is based in Downers Grove, IL and has been SEC-registered since 1999.
Does Capstone Financial Advisors Inc disclose fund performance?
Capstone Financial Advisors Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2001 Butterfield Road, Suite 1750, Downers Grove, IL 60515 |
| Phone | 630-241-0833 |
| Fax | 630-241-0834 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1599217 |
| Discloses disciplinary history | No |
Regulatory AUM
$2.87B▲ 17%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 18%
Larger than 82% of 16,271 advisers
EmployeesTop 18%
More than 82% of 16,825 advisers
Assets under management
$2.87Bregulatory AUM
Discretionary $2.86BNon-discretionary $7.9M