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Capstone Investment Advisors, LLC

● SEC registered since 2012CRD 155563SEC# 801-73004New York, NY
Export (members)
Ranks #182 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$91.53B
Fund GAV
$91.28B
Private funds
16
Employees
304
Accounts
31
Location
New York, NY

Capstone Investment Advisors, LLC assets under management

Capstone Investment Advisors, LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2012. It reports $91.5 billion in regulatory assets under management and employs 304 people. Capstone Investment Advisors, LLC manages 16 private funds with combined gross assets of $91.3 billion, including Capstone Global Master (cayman) Limited. By regulatory assets, it ranks 182 of 6,004 private fund managers.

Capstone Investment Advisors, LLC private funds

16 funds · $91.28B GAV
FundTypeGross assetsMin.
Capstone Global Master (cayman) LimitedHedge$79.83B$100K
Capstone Income Opportunities III, LLCHedge$5.48B$650M
Capstone Dispersion Master Fund Ltd.Hedge$2.93B$100K
Capstone Alternative Risk Strategy Master (cayman) LPHedge$1.15B$100K
Capstone Crown Fund LPHedge$463.8M$100K
Capstone Storm Fund LPHedge$427.9M$100M
Capstone Drummer Fund LPHedge$281.7M$100M
Capstone First Responder LPHedge$195.8M$115M
Capstone Alternative Markets Trend Strategy Master (cayman) LPHedge$183M$100K
Capstone Convex Portfolio Master (cayman) LimitedHedge$73.9M$100K
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Capstone Investment Advisors, LLC owners & executives

18 reported
NameTitleOwnershipSince
Cia Associates Ny LLC ControlMemberOver 75%2021
Cristin Michelle Grimm ControlChief Financial OfficerUnder 5%2025
David Lewis Zimmerman ControlChief Compliance OfficerUnder 5%2026
Matthew Raymond Tonelli ControlHead Of TradingUnder 5%2020
Ngi Strategic Holdings (a) LP ControlMember10-25%2013
Niall William Cameron ControlChief Risk OfficerUnder 5%2022
Paul Matthew Britton ControlManaging Member & Chief Executive OfficerUnder 5%2007
Robert Jan Kolodziej ControlChief Operating OfficerUnder 5%2023
Thomas Alan Leake ControlHead Of SolutionsUnder 5%2025
Navigator Global Investments Limited ControlShareholderOver 75%2021
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Frequently asked questions

How much does Capstone Investment Advisors, LLC manage?

Capstone Investment Advisors, LLC reports $91.5 billion in regulatory assets under management on its Form ADV.

How many private funds does Capstone Investment Advisors, LLC manage?

Capstone Investment Advisors, LLC manages 16 private funds with combined gross assets of $91.3 billion.

How many employees does Capstone Investment Advisors, LLC have?

Capstone Investment Advisors, LLC reports 304 employees.

Where is Capstone Investment Advisors, LLC located?

Capstone Investment Advisors, LLC is based in New York, NY and has been SEC-registered since 2012.

Does Capstone Investment Advisors, LLC disclose fund performance?

Capstone Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7 World Trade Center, 250 Greenwich Street 32nd Fl, New York, NY 10007
Phone212-232-1420
Fax212-232-1421
Office hours7:00 a.m. - 7:00 p.m.
SEC regionNew York Regional Office (NYRO)
CIK1426196
Umbrella registrationYes
Discloses disciplinary historyYes

Regulatory AUM

$91.53BNo change
Mar '25 — $91.71BApr '25 — $91.71BMay '25 — $91.71BJun '25 — $91.71BJul '25 — $91.71BAug '25 — $91.71BSep '25 — $91.71BOct '25 — $91.71BNov '25 — $91.71BDec '25 — $91.71BJan '26 — $91.71BFeb '26 — $91.71BMar '26 — $91.53BApr '26 — $91.53BMay '26 — $91.53BJun '26 — $91.53B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 2%
Larger than 98% of 16,271 advisers
AUM vs fund managersTop 3%
Larger than 97% of 6,004 private-fund managers
Number of fundsTop 16%
More funds than 84% of fund managers
EmployeesTop 3%
More than 97% of 16,825 advisers

Assets under management

$91.53Bregulatory AUM
Discretionary $91.53B