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Capstone Wealth Management Corp.

● SEC registered since 2021CRD 165359SEC# 801-121346Lakeland, FL
Export (members)
Reg. AUM
$109.4M
Employees
5
Accounts
364
Location
Lakeland, FL

Capstone Wealth Management Corp. assets under management

Capstone Wealth Management Corp. is a registered investment adviser overseen by the SEC based in Lakeland, FL. The firm has been registered since 2021. It reports $109.4 million in regulatory assets under management and employs 5 people.

Capstone Wealth Management Corp. owners & executives

1 reported
NameTitleOwnershipSince
Allen Ray Montgomery ControlPresident/CcoOver 75%2012

Frequently asked questions

How much does Capstone Wealth Management Corp. manage?

Capstone Wealth Management Corp. reports $109.4 million in regulatory assets under management on its Form ADV.

How many employees does Capstone Wealth Management Corp. have?

Capstone Wealth Management Corp. reports 5 employees.

Where is Capstone Wealth Management Corp. located?

Capstone Wealth Management Corp. is based in Lakeland, FL and has been SEC-registered since 2021.

Does Capstone Wealth Management Corp. disclose fund performance?

Capstone Wealth Management Corp. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5120 S. Lakeland Drive, Suite 1, Lakeland, FL 33813
Phone(866) 596-9886
Fax(580) 798-0474
Office hours9:00 a.m. To 4:00 p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyYes

Regulatory AUM

$109.4M▲ 19%
Mar '25 — $92.1MApr '25 — $92.1MMay '25 — $92.1MJun '25 — $92.1MJul '25 — $92.1MAug '25 — $92.1MSep '25 — $92.1MOct '25 — $92.1MNov '25 — $92.1MDec '25 — $92.1MJan '26 — $92.1MFeb '26 — $92.1MMar '26 — $109.4MApr '26 — $109.4MMay '26 — $109.4MJun '26 — $109.4M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 92%
Larger than 8% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers

Assets under management

$109.4Mregulatory AUM
Discretionary $108.2MNon-discretionary $1.2M