Capstone Wealth Management Group, LLC
● SEC registered since 2006CRD 128097SEC# 801-66144Bend, OR
Reg. AUM
$266.1M
Employees
6
Accounts
717
Location
Bend, OR
Capstone Wealth Management Group, LLC assets under management
Capstone Wealth Management Group, LLC is an investment advisory firm registered with the SEC based in Bend, OR. The firm has been registered since 2006. It reports $266.1 million in regulatory assets under management and employs 6 people.
Capstone Wealth Management Group, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Michael Conrads Control | Managing Member/Principal | Over 75% | 2009 |
| Kevin John Serrapede Control | Chief Compliance Officer | Under 5% | 2006 |
Frequently asked questions
How much does Capstone Wealth Management Group, LLC manage?
Capstone Wealth Management Group, LLC reports $266.1 million in regulatory assets under management on its Form ADV.
How many employees does Capstone Wealth Management Group, LLC have?
Capstone Wealth Management Group, LLC reports 6 employees.
Where is Capstone Wealth Management Group, LLC located?
Capstone Wealth Management Group, LLC is based in Bend, OR and has been SEC-registered since 2006.
Does Capstone Wealth Management Group, LLC disclose fund performance?
Capstone Wealth Management Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 404 SW Columbia St., Suite 230, Bend, OR 97702-3453 |
| Phone | 541-330-0266 |
| Fax | 541-330-0254 |
| Office hours | M-Th 8a.m. To 4p.m.; Fri 8 a.m. To 3p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 2059649 |
| Discloses disciplinary history | No |
Regulatory AUM
$266.1M▲ 30%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 66%
Larger than 34% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$266.1Mregulatory AUM
Discretionary $218.4MNon-discretionary $47.7M