Capstone Wealth Management, LLC
● SEC registered since 2016CRD 118296SEC# 801-107846Tuscaloosa, AL
Reg. AUM
$416.1M
Employees
8
Accounts
540
Location
Tuscaloosa, AL
Capstone Wealth Management, LLC assets under management
Capstone Wealth Management, LLC is an SEC-registered investment adviser based in Tuscaloosa, AL. The firm has been registered since 2016. It reports $416.1 million in regulatory assets under management and employs 8 people.
Capstone Wealth Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jmf Wealth Management, LLC Control | Member | Over 75% | 2014 |
| Joel William Lake Control | Chief Compliance Officer | Under 5% | 2014 |
| Scott A Goldsmith Control | Managing Member | Under 5% | 2018 |
Frequently asked questions
How much does Capstone Wealth Management, LLC manage?
Capstone Wealth Management, LLC reports $416.1 million in regulatory assets under management on its Form ADV.
How many employees does Capstone Wealth Management, LLC have?
Capstone Wealth Management, LLC reports 8 employees.
Where is Capstone Wealth Management, LLC located?
Capstone Wealth Management, LLC is based in Tuscaloosa, AL and has been SEC-registered since 2016.
Does Capstone Wealth Management, LLC disclose fund performance?
Capstone Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2200 Jack Warner Parkway, NE, Suite 300, Tuscaloosa, AL 35401 |
| Phone | 205-345-8440 |
| Fax | 205-722-9549 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$416.1M▲ 15%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 53%
Larger than 47% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$416.1Mregulatory AUM
Discretionary $415.4MNon-discretionary $700K