Capzone Management LLC
● SEC registered since 2024CRD 330135SEC# 801-130055Norwalk, CT
Ranks #5,106 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$201.6M
Fund GAV
$201.6M
Private funds
1
Employees
24
Accounts
1
Location
Norwalk, CT
Capzone Management LLC assets under management
Capzone Management LLC is a registered investment adviser overseen by the SEC based in Norwalk, CT. The firm has been registered since 2024. It reports $201.6 million in regulatory assets under management and employs 24 people. Capzone Management LLC manages 1 private fund with combined gross assets of $201.6 million, including United Submarine Alliance (USA) Qualified Opportunity Fund LP. By regulatory assets, it ranks 5,106 of 6,004 private fund managers.
Capzone Management LLC private funds
1 funds · $201.6M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| United Submarine Alliance (USA) Qualified Opportunity Fund LP | Real Estate | $201.6M | $8M |
Capzone Management LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Capzone Impact Investments, LLC Control | Owner | Over 75% | 2019 |
| Charles Thornton Lake Control | President | Under 5% | 2019 |
| Jaime Melissa McPhee | Chief Compliance Officer | Under 5% | 2025 |
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Join to unlock · $37/moFrequently asked questions
How much does Capzone Management LLC manage?
Capzone Management LLC reports $201.6 million in regulatory assets under management on its Form ADV.
How many private funds does Capzone Management LLC manage?
Capzone Management LLC manages 1 private funds with combined gross assets of $201.6 million.
How many employees does Capzone Management LLC have?
Capzone Management LLC reports 24 employees.
Where is Capzone Management LLC located?
Capzone Management LLC is based in Norwalk, CT and has been SEC-registered since 2024.
Does Capzone Management LLC disclose fund performance?
Capzone Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 50 Washington Street, Suite 402e, Norwalk, CT 06854 |
| Phone | 203-299-2376 |
| Fax | N/A |
| Office hours | 8:00 A.M .To 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$201.6M▼ 3%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
AUM vs fund managersTop 85%
Larger than 15% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 21%
More than 79% of 16,825 advisers
Assets under management
$201.6Mregulatory AUM
Discretionary $201.6M