Capzone Management LLC
● SEC registered since 2024CRD 330135SEC# 801-130055Norwalk, CT
Ranks #5,094 of 5,974 private fund managers by regulatory AUM.
Reg. AUM
$201.6M
Fund GAV
$201.6M
Private funds
1
Employees
24
Accounts
1
Location
Norwalk, CT
About Capzone Management
CapZone Management invests with an Opportunity Zone and community-development focus, seeking to connect financial returns with benefits for low-income communities. Strategies described span housing, sustainable energy, infrastructure, and agriculture, supported by related analytics and compliance services.
Summary based on the firm’s website.
Capzone Management LLC assets under management
Capzone Management LLC is a registered investment adviser overseen by the SEC based in Norwalk, CT. The firm has been registered since 2024. It reports $201.6 million in regulatory assets under management and employs 24 people. Capzone Management LLC manages 1 private fund with combined gross assets of $201.6 million, including United Submarine Alliance (USA) Qualified Opportunity Fund LP. By regulatory assets, it ranks 5,094 of 5,974 private fund managers.
Capzone Management LLC private funds
1 funds · $201.6M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| United Submarine Alliance (USA) Qualified Opportunity Fund LP | Real Estate | $201.6M | $8M |
Capzone Management LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Capzone Impact Investments, LLC Control | Owner | Over 75% | 2019 |
| Charles Thornton Lake Control | President | Under 5% | 2019 |
| Jaime Melissa McPhee | Chief Compliance Officer | Under 5% | 2025 |
| Kimberly Joanne Lake Control | General Counsel And Owner | Under 5% | 2019 |
| Alfred John Puchala Control | Owner | 50-75% | 2018 |
| Kimberly Joanne Lake Control | Owner | 50-75% | 2018 |
| Puchala & Co Control | Owner | 50-75% | 2019 |
Frequently asked questions
How much does Capzone Management LLC manage?
Capzone Management LLC reports $201.6 million in regulatory assets under management on its Form ADV.
How many private funds does Capzone Management LLC manage?
Capzone Management LLC manages 1 private funds with combined gross assets of $201.6 million.
How many employees does Capzone Management LLC have?
Capzone Management LLC reports 24 employees.
Where is Capzone Management LLC located?
Capzone Management LLC is based in Norwalk, CT and has been SEC-registered since 2024.
Does Capzone Management LLC disclose fund performance?
Capzone Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 50 Washington Street, Suite 402e, Norwalk, CT 06854 |
| Phone | 203-299-2376 |
| Fax | N/A |
| Office hours | 8:00 A.M .To 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$201.6M▼ 3%
Jan '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,369 advisers
AUM vs fund managersTop 85%
Larger than 15% of 5,974 private-fund managers
Number of fundsTop 77%
More funds than 23% of fund managers
EmployeesTop 21%
More than 79% of 16,804 advisers
Assets under management
$201.6Mregulatory AUM
Discretionary $201.6M