Carapace Financial Advisors LLC
CRD 291404SEC# 801-137517Bedminster, NJ
No longer SEC-registered. Carapace Financial Advisors LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Ranks #5,676 of 5,980 private fund managers by regulatory AUM.
Reg. AUM
$106.5M
Fund GAV
$37.7M
Private funds
3
Employees
5
Accounts
72
Location
Bedminster, NJ
Carapace Financial Advisors LLC assets under management
Carapace Financial Advisors LLC is an SEC-registered investment adviser based in Bedminster, NJ. It reports $106.5 million in regulatory assets under management and employs 5 people. Carapace Financial Advisors LLC manages 3 private funds with combined gross assets of $37.7 million, including Carapace Buffered Dividend Income Fund Series -2. By regulatory assets, it ranks 5,676 of 5,980 private fund managers.
Carapace Financial Advisors LLC private funds
3 funds · $37.7M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Carapace Buffered Dividend Income Fund Series -2 | Other Private | $12.7M | $100K |
| Oliver Luxxe Small Cap Equity Private Fund - a Series of Carapace Funds, LLC | Other Private | $12.6M | $100K |
| Carapace Buffered Dividend Income Fund Series - 1 of Carapace Funds, LLC | Other Private | $12.3M | $100K |
Carapace Financial Advisors LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Frederick Paul Ziwot Control | President/Chief Investment Officer | Over 75% | 2017 |
| Gregory Joseph Aroneo Control | Executive Vice President /Chief Compliance Officer | Under 5% | 2022 |
| Oliver Luxxe Assets Llc | Member | 5-10% | 2017 |
| Brad David Jacobson Control | Managing Member | 50-75% | 2014 |
Frequently asked questions
How much does Carapace Financial Advisors LLC manage?
Carapace Financial Advisors LLC reports $106.5 million in regulatory assets under management on its Form ADV.
How many private funds does Carapace Financial Advisors LLC manage?
Carapace Financial Advisors LLC manages 3 private funds with combined gross assets of $37.7 million.
How many employees does Carapace Financial Advisors LLC have?
Carapace Financial Advisors LLC reports 5 employees.
Where is Carapace Financial Advisors LLC located?
Carapace Financial Advisors LLC is based in Bedminster, NJ.
Does Carapace Financial Advisors LLC disclose fund performance?
Carapace Financial Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One Pluckemin Way, Suite 303, Bedminster, NJ 07921 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| Discloses disciplinary history | No |
How this firm compares
Regulatory AUMTop 92%
Larger than 8% of 16,389 advisers
AUM vs fund managersTop 95%
Larger than 5% of 5,980 private-fund managers
Number of fundsTop 53%
More funds than 47% of fund managers
EmployeesTop 62%
More than 38% of 16,799 advisers
Assets under management
$106.5Mregulatory AUM
Discretionary $106.5M