Carl Marks Management Company, LLC
● SEC registered since 1992CRD 107695SEC# 801-41108New York, NY
Ranks #4,287 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$374.5M
Fund GAV
$296.5M
Private funds
4
Employees
8
Accounts
4
Location
New York, NY
Carl Marks Management Company, LLC assets under management
Carl Marks Management Company, LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 1992. It reports $374.5 million in regulatory assets under management and employs 8 people. Carl Marks Management Company, LLC manages 4 private funds with combined gross assets of $296.5 million, including Carl Marks Strategic Investments, L.P. By regulatory assets, it ranks 4,287 of 6,004 private fund managers.
Carl Marks Management Company, LLC private funds
4 funds · $296.5M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Carl Marks Strategic Investments, L.P. | Hedge | $197.4M | $5M |
| Carl Marks Strategic Opportunities Fund IV, L.P. | Hedge | $66M | $5M |
| Carl Marks Strategic Opportunities Fund III, L.P. | Hedge | $30M | $5M |
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Join to unlock · $37/moCarl Marks Management Company, LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Mark Boas Control | Managing Member | 10-25% | 1987 |
| Esteban Jorge Rakela Control | Managing Member | 10-25% | 2020 |
| James Forbes Wilson Control | Managing Member | 10-25% | 2001 |
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Join to unlock · $37/moFrequently asked questions
How much does Carl Marks Management Company, LLC manage?
Carl Marks Management Company, LLC reports $374.5 million in regulatory assets under management on its Form ADV.
How many private funds does Carl Marks Management Company, LLC manage?
Carl Marks Management Company, LLC manages 4 private funds with combined gross assets of $296.5 million.
How many employees does Carl Marks Management Company, LLC have?
Carl Marks Management Company, LLC reports 8 employees.
Where is Carl Marks Management Company, LLC located?
Carl Marks Management Company, LLC is based in New York, NY and has been SEC-registered since 1992.
Does Carl Marks Management Company, LLC disclose fund performance?
Carl Marks Management Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 900 Third Avenue - 14th Floor, Suite 1400, New York, NY 10022 |
| Phone | 212-909-8400 |
| Fax | 212-980-2630 |
| Office hours | 9a.m.-5p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$374.5M▼ 4%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 56%
Larger than 44% of 16,271 advisers
AUM vs fund managersTop 71%
Larger than 29% of 6,004 private-fund managers
Number of fundsTop 46%
More funds than 54% of fund managers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$374.5Mregulatory AUM
Discretionary $374.5M