Carlsbad Wealth Advisory Group, Inc.
● SEC registered since 2016CRD 146587SEC# 801-107521Carlsbad, CA
Reg. AUM
$237.6M
Employees
4
Accounts
710
Location
Carlsbad, CA
Carlsbad Wealth Advisory Group, Inc. assets under management
Carlsbad Wealth Advisory Group, Inc. is a registered investment adviser overseen by the SEC based in Carlsbad, CA. The firm has been registered since 2016. It reports $237.6 million in regulatory assets under management and employs 4 people.
Carlsbad Wealth Advisory Group, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Phillip Sontag Control | Chief Investment Officer/Chief Compliance Officer | 50-75% | 2008 |
| Heather Morgan Wildonger Sontag Control | Chief Financial Officer | 25-50% | 2023 |
Frequently asked questions
How much does Carlsbad Wealth Advisory Group, Inc. manage?
Carlsbad Wealth Advisory Group, Inc. reports $237.6 million in regulatory assets under management on its Form ADV.
How many employees does Carlsbad Wealth Advisory Group, Inc. have?
Carlsbad Wealth Advisory Group, Inc. reports 4 employees.
Where is Carlsbad Wealth Advisory Group, Inc. located?
Carlsbad Wealth Advisory Group, Inc. is based in Carlsbad, CA and has been SEC-registered since 2016.
Does Carlsbad Wealth Advisory Group, Inc. disclose fund performance?
Carlsbad Wealth Advisory Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5927 Balfour Ct, Suite 207, Carlsbad, CA 92008 |
| Phone | 760-607-0812 |
| Fax | 888-200-3750 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$237.6M▲ 16%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 69%
Larger than 31% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$237.6Mregulatory AUM
Discretionary $237.6M