Carolina Financial Advisors, Inc.
● SEC registered since 2021CRD 118823SEC# 801-120773Greensboro, NC
Reg. AUM
$240.9M
Employees
7
Accounts
1,226
Location
Greensboro, NC
Carolina Financial Advisors, Inc. assets under management
Carolina Financial Advisors, Inc. is a registered investment adviser overseen by the SEC based in Greensboro, NC. The firm has been registered since 2021. It reports $240.9 million in regulatory assets under management and employs 7 people.
Carolina Financial Advisors, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Wick Jones Control | President | Over 75% | 2000 |
| Jessica Ann Neisler Control | Chief Compliance Officer | Under 5% | 2021 |
Frequently asked questions
How much does Carolina Financial Advisors, Inc. manage?
Carolina Financial Advisors, Inc. reports $240.9 million in regulatory assets under management on its Form ADV.
How many employees does Carolina Financial Advisors, Inc. have?
Carolina Financial Advisors, Inc. reports 7 employees.
Where is Carolina Financial Advisors, Inc. located?
Carolina Financial Advisors, Inc. is based in Greensboro, NC and has been SEC-registered since 2021.
Does Carolina Financial Advisors, Inc. disclose fund performance?
Carolina Financial Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 100 East Lake Dr., Suite 100, Greensboro, NC 27403 |
| Phone | 336-333-0176 |
| Fax | 336-355-9027 |
| Office hours | 9 a.m. To 5 p.m. Est |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$240.9M▲ 14%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 69%
Larger than 31% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$240.9Mregulatory AUM
Discretionary $223.5MNon-discretionary $17.4M