Carolina Wealth Management, Inc.
● SEC registered since 2004CRD 131393SEC# 801-63091Greenville, NC
Reg. AUM
$798.5M
Employees
10
Accounts
1,494
Location
Greenville, NC
Carolina Wealth Management, Inc. assets under management
Carolina Wealth Management, Inc. is an investment advisory firm registered with the SEC based in Greenville, NC. The firm has been registered since 2004. It reports $798.5 million in regulatory assets under management and employs 10 people.
Carolina Wealth Management, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Ronald Damm Control | Chief Executive Officer | 25-50% | 2004 |
| David Walter Silver Control | Owner | 5-10% | 2005 |
| Derek Sanderson Pszenny Control | President, Chief Compliance Officer | 25-50% | 2005 |
Frequently asked questions
How much does Carolina Wealth Management, Inc. manage?
Carolina Wealth Management, Inc. reports $798.5 million in regulatory assets under management on its Form ADV.
How many employees does Carolina Wealth Management, Inc. have?
Carolina Wealth Management, Inc. reports 10 employees.
Where is Carolina Wealth Management, Inc. located?
Carolina Wealth Management, Inc. is based in Greenville, NC and has been SEC-registered since 2004.
Does Carolina Wealth Management, Inc. disclose fund performance?
Carolina Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1706-A East Arlington Blvd., Greenville, NC 27858 |
| Phone | 252-439-1344 |
| Fax | 866-295-6986 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$798.5M▲ 12%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 37%
Larger than 63% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$798.5Mregulatory AUM
Discretionary $583.8MNon-discretionary $214.6M