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Carr Financial Group Corporation

● SEC registered since 2022CRD 317321SEC# 801-123187Worcester, MA
Export (members)
Reg. AUM
$744.2M
Employees
9
Accounts
1,560
Location
Worcester, MA

Carr Financial Group Corporation assets under management

Carr Financial Group Corporation is an investment advisory firm registered with the SEC based in Worcester, MA. The firm has been registered since 2022. It reports $744.2 million in regulatory assets under management and employs 9 people.

Carr Financial Group Corporation owners & executives

5 reported
NameTitleOwnershipSince
Andrea Lynne Lucey ControlSecretary10-25%2023
Benjamin William Cauley ControlTreasurer10-25%2022
Julie Ann WagnerChief Compliance OfficerUnder 5%2026
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Frequently asked questions

How much does Carr Financial Group Corporation manage?

Carr Financial Group Corporation reports $744.2 million in regulatory assets under management on its Form ADV.

How many employees does Carr Financial Group Corporation have?

Carr Financial Group Corporation reports 9 employees.

Where is Carr Financial Group Corporation located?

Carr Financial Group Corporation is based in Worcester, MA and has been SEC-registered since 2022.

Does Carr Financial Group Corporation disclose fund performance?

Carr Financial Group Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address20 Park Avenue, Ste #201, Worcester, MA 01605
Phone(508) 795-0264
Fax(508) 422-0056
Office hours8:30a.m. - 4:30p.m.
SEC regionBoston Regional Office (BRO)
CIK193123
Discloses disciplinary historyNo

Regulatory AUM

$744.2M▲ 15%
Mar '25 — $648.4MApr '25 — $648.4MMay '25 — $648.4MJun '25 — $648.4MJul '25 — $648.4MAug '25 — $648.4MSep '25 — $648.4MOct '25 — $648.4MNov '25 — $648.4MDec '25 — $648.4MJan '26 — $648.4MFeb '26 — $744.2MMar '26 — $744.2MApr '26 — $744.2MMay '26 — $744.2MJun '26 — $744.2M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 39%
Larger than 61% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers

Assets under management

$744.2Mregulatory AUM
Discretionary $744.2M