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Carret Asset Management, LLC

● SEC registered since 2004CRD 131445SEC# 801-63093New York, NY
Export (members)
Reg. AUM
$3.46B
Employees
22
Accounts
2,633
Location
New York, NY

Carret Asset Management, LLC assets under management

Carret Asset Management, LLC is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 2004. It reports $3.5 billion in regulatory assets under management and employs 22 people.

Carret Asset Management, LLC owners & executives

8 reported
NameTitleOwnershipSince
Carret Holdings, Inc. ControlMemberOver 75%2019
Jason Richard GraybillPrincipal, Senior Managing DirectorUnder 5%2014
Marco Antonio Vega ControlPresident / CcoUnder 5%2005
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Frequently asked questions

How much does Carret Asset Management, LLC manage?

Carret Asset Management, LLC reports $3.5 billion in regulatory assets under management on its Form ADV.

How many employees does Carret Asset Management, LLC have?

Carret Asset Management, LLC reports 22 employees.

Where is Carret Asset Management, LLC located?

Carret Asset Management, LLC is based in New York, NY and has been SEC-registered since 2004.

Does Carret Asset Management, LLC disclose fund performance?

Carret Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address360 Madison Avenue, 20th Floor, New York, NY 10017
Phone212-593-3800
Fax212-593-9796
Office hours9:00 a.m. To 5:30 p.m.
SEC regionNew York Regional Office (NYRO)
CIK791490
Discloses disciplinary historyNo

Regulatory AUM

$3.46B▲ 7%
Mar '25 — $3.23BApr '25 — $3.23BMay '25 — $3.23BJun '25 — $3.23BJul '25 — $3.23BAug '25 — $3.23BSep '25 — $3.23BOct '25 — $3.23BNov '25 — $3.23BDec '25 — $3.23BJan '26 — $3.23BFeb '26 — $3.23BMar '26 — $3.46BApr '26 — $3.46BMay '26 — $3.46BJun '26 — $3.46B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 16%
Larger than 84% of 16,271 advisers
EmployeesTop 22%
More than 78% of 16,825 advisers

Assets under management

$3.46Bregulatory AUM
Discretionary $3.46B