Carroll Investors, Inc.
● SEC registered since 2020CRD 311180SEC# 801-119870Mt Pleasant, SC
Reg. AUM
$221.4M
Employees
3
Accounts
298
Location
Mt Pleasant, SC
Carroll Investors, Inc. assets under management
Carroll Investors, Inc. is an SEC-registered investment adviser based in Mt Pleasant, SC. The firm has been registered since 2020. It reports $221.4 million in regulatory assets under management and employs 3 people.
Carroll Investors, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Maria Bethany Howe | Chief Compliance Officer | Under 5% | 2020 |
| Stephen Darryl Carroll Control | President/Ceo | Over 75% | 2020 |
Frequently asked questions
How much does Carroll Investors, Inc. manage?
Carroll Investors, Inc. reports $221.4 million in regulatory assets under management on its Form ADV.
How many employees does Carroll Investors, Inc. have?
Carroll Investors, Inc. reports 3 employees.
Where is Carroll Investors, Inc. located?
Carroll Investors, Inc. is based in Mt Pleasant, SC and has been SEC-registered since 2020.
Does Carroll Investors, Inc. disclose fund performance?
Carroll Investors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1036 Lansing Dr, Suite 102, Mt Pleasant, SC 29464 |
| Phone | 843-352-4963 |
| Office hours | 9:00 a.m. - 4:30 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 1911400 |
| Discloses disciplinary history | No |
Regulatory AUM
$221.4M▲ 47%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 72%
Larger than 28% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$221.4Mregulatory AUM
Discretionary $221.4M