Carswell Investments, LLC
● SEC registered since 2011CRD 158205SEC# 801-72455East Syracuse, NY
Reg. AUM
$322.5M
Employees
2
Accounts
587
Location
East Syracuse, NY
Carswell Investments, LLC assets under management
Carswell Investments, LLC is an investment advisory firm registered with the SEC based in East Syracuse, NY. The firm has been registered since 2011. It reports $322.5 million in regulatory assets under management and employs 2 people.
Carswell Investments, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Steven Roger Pickard Control | Managing Member, President, Chief Compliance Officer | Over 75% | 2011 |
Frequently asked questions
How much does Carswell Investments, LLC manage?
Carswell Investments, LLC reports $322.5 million in regulatory assets under management on its Form ADV.
How many employees does Carswell Investments, LLC have?
Carswell Investments, LLC reports 2 employees.
Where is Carswell Investments, LLC located?
Carswell Investments, LLC is based in East Syracuse, NY and has been SEC-registered since 2011.
Does Carswell Investments, LLC disclose fund performance?
Carswell Investments, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6320 Fly Road, Suite 205, East Syracuse, NY 13057 |
| Phone | (800) 510-6693 |
| Fax | (800) 510-6693 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$322.5M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$322.5Mregulatory AUM
Discretionary $322.5M