Carter Financial Group, Inc.
● SEC registered since 2020CRD 301025SEC# 801-118263Barrington, IL
Reg. AUM
$382.2M
Employees
9
Accounts
2,257
Location
Barrington, IL
Carter Financial Group, Inc. assets under management
Carter Financial Group, Inc. is an investment advisory firm registered with the SEC based in Barrington, IL. The firm has been registered since 2020. It reports $382.2 million in regulatory assets under management and employs 9 people.
Carter Financial Group, Inc. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gery Joseph Sadzewicz | Chief Compliance Officer | Under 5% | 2019 |
| Jennifer Ann Karch | Member | Under 5% | 2018 |
| Kevin Kenneth Carter Control | President | Over 75% | 2019 |
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Join to unlock · $37/moFrequently asked questions
How much does Carter Financial Group, Inc. manage?
Carter Financial Group, Inc. reports $382.2 million in regulatory assets under management on its Form ADV.
How many employees does Carter Financial Group, Inc. have?
Carter Financial Group, Inc. reports 9 employees.
Where is Carter Financial Group, Inc. located?
Carter Financial Group, Inc. is based in Barrington, IL and has been SEC-registered since 2020.
Does Carter Financial Group, Inc. disclose fund performance?
Carter Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 222 South Cook Street, Barrington, IL 60010 |
| Phone | 847-713-2700 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$382.2M▲ 18%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 55%
Larger than 45% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$382.2Mregulatory AUM
Discretionary $332MNon-discretionary $50.3M