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Carval CLO Management LLC

● SEC registered since 2024CRD 298135SEC# 801-131161Minneapolis, MN
Export (members)
Ranks #1,034 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$7.3B
Fund GAV
$7.3B
Private funds
17
Employees
1
Accounts
17
Location
Minneapolis, MN

Carval CLO Management LLC assets under management

Carval CLO Management LLC is a registered investment adviser overseen by the SEC based in Minneapolis, MN. The firm has been registered since 2024. It reports $7.3 billion in regulatory assets under management and employs 1 people. Carval CLO Management LLC manages 17 private funds with combined gross assets of $7.3 billion, including Carval CLO II Ltd. By regulatory assets, it ranks 1,034 of 6,004 private fund managers.

Carval CLO Management LLC private funds

17 funds · $7.3B GAV
FundTypeGross assetsMin.
Carval CLO II LtdSecuritized Asset$661.1M$250K
Carval CLO Ix-C Ltd.Securitized Asset$517.6M$250K
Carval CLO Xi-C Ltd.Securitized Asset$514.1M$250K
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Carval CLO Management LLC owners & executives

12 reported
NameTitleOwnershipSince
Brandynn Young Morris ControlChief Financial Officer Of Ab Carval Investors L.p.Under 5%2023
Carval CLO Management Holdings, L.P. ControlShareholderOver 75%2017
Christie Ramona Farris Oberg ControlChief Compliance OfficerUnder 5%2022
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Frequently asked questions

How much does Carval CLO Management LLC manage?

Carval CLO Management LLC reports $7.3 billion in regulatory assets under management on its Form ADV.

How many private funds does Carval CLO Management LLC manage?

Carval CLO Management LLC manages 17 private funds with combined gross assets of $7.3 billion.

How many employees does Carval CLO Management LLC have?

Carval CLO Management LLC reports 1 employees.

Where is Carval CLO Management LLC located?

Carval CLO Management LLC is based in Minneapolis, MN and has been SEC-registered since 2024.

Does Carval CLO Management LLC disclose fund performance?

Carval CLO Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1601 Utica Avenue South, Suite 1000, Minneapolis, MN 55416-3496
Phone952-444-4780
Office hours8:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Regulatory AUM

$7.3B▲ 49%
Feb '25 — $4.92BMar '25 — $6.39BApr '25 — $6.39BMay '25 — $6.39BJun '25 — $6.39BJul '25 — $6.39BAug '25 — $6.39BSep '25 — $6.39BOct '25 — $6.39BNov '25 — $6.39BDec '25 — $6.39BJan '26 — $6.39BFeb '26 — $6.39BMar '26 — $7.3BApr '26 — $7.3BMay '26 — $7.3BJun '26 — $7.3B
Feb '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 10%
Larger than 90% of 16,271 advisers
AUM vs fund managersTop 17%
Larger than 83% of 6,004 private-fund managers
Number of fundsTop 14%
More funds than 86% of fund managers
EmployeesTop 94%
More than 6% of 16,825 advisers

Assets under management

$7.3Bregulatory AUM
Discretionary $7.3B

Service providers