Cascades Capital Asset Management, LLC
● SEC registered since 2018CRD 167102SEC# 801-113166Greensboro, NC
Reg. AUM
$383.3M
Employees
3
Accounts
733
Location
Greensboro, NC
Cascades Capital Asset Management, LLC assets under management
Cascades Capital Asset Management, LLC operates as an SEC-registered investment adviser based in Greensboro, NC. The firm has been registered since 2018. It reports $383.3 million in regulatory assets under management and employs 3 people.
Cascades Capital Asset Management, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Barry Lee Carpenter Control | Owner/Principal/Chief Compliance Officer | Over 75% | 2013 |
Frequently asked questions
How much does Cascades Capital Asset Management, LLC manage?
Cascades Capital Asset Management, LLC reports $383.3 million in regulatory assets under management on its Form ADV.
How many employees does Cascades Capital Asset Management, LLC have?
Cascades Capital Asset Management, LLC reports 3 employees.
Where is Cascades Capital Asset Management, LLC located?
Cascades Capital Asset Management, LLC is based in Greensboro, NC and has been SEC-registered since 2018.
Does Cascades Capital Asset Management, LLC disclose fund performance?
Cascades Capital Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1840 Pembroke Road, Suite 1, Greensboro, NC 27408 |
| Phone | 336-404-4746 |
| Fax | 877-762-3148 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$383.3M▲ 19%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 55%
Larger than 45% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$383.3Mregulatory AUM
Discretionary $346.3MNon-discretionary $37M