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Castle Financial & Retirement Planning Associates Inc

● SEC registered since 2014CRD 107865SEC# 801-79218Fair Haven, NJ
Export (members)
Reg. AUM
$107.9M
Employees
6
Accounts
366
Location
Fair Haven, NJ

Castle Financial & Retirement Planning Associates Inc assets under management

Castle Financial & Retirement Planning Associates Inc is an investment advisory firm registered with the SEC based in Fair Haven, NJ. The firm has been registered since 2014. It reports $107.9 million in regulatory assets under management and employs 6 people.

Castle Financial & Retirement Planning Associates Inc owners & executives

1 reported
NameTitleOwnershipSince
Alphonse Albert Procaccino ControlPresident, Ceo & Chief Compliance OfficerOver 75%1992

Frequently asked questions

How much does Castle Financial & Retirement Planning Associates Inc manage?

Castle Financial & Retirement Planning Associates Inc reports $107.9 million in regulatory assets under management on its Form ADV.

How many employees does Castle Financial & Retirement Planning Associates Inc have?

Castle Financial & Retirement Planning Associates Inc reports 6 employees.

Where is Castle Financial & Retirement Planning Associates Inc located?

Castle Financial & Retirement Planning Associates Inc is based in Fair Haven, NJ and has been SEC-registered since 2014.

Does Castle Financial & Retirement Planning Associates Inc disclose fund performance?

Castle Financial & Retirement Planning Associates Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address740 River Road, Suite 208 & 209, Fair Haven, NJ 07704
Phone732-888-4994
Fax732-888-8312
Office hours9:00 a.m. To 4:00 p.m.
SEC regionNew York Regional Office (NYRO)
CIK1650259
Discloses disciplinary historyNo

Regulatory AUM

$107.9M▲ 3%
Mar '25 — $105.2MApr '25 — $105.2MMay '25 — $105.2MJun '25 — $105.2MJul '25 — $105.2MAug '25 — $105.2MSep '25 — $105.2MOct '25 — $105.2MNov '25 — $105.2MDec '25 — $105.2MJan '26 — $105.2MFeb '26 — $105.2MMar '26 — $107.9MApr '26 — $107.9MMay '26 — $107.9MJun '26 — $107.9M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 92%
Larger than 8% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers

Assets under management

$107.9Mregulatory AUM
Discretionary $107.9M