Castle Rock Wealth Management, LLC
● SEC registered since 2017CRD 199513SEC# 801-110593Walnut Creek, CA
Reg. AUM
$587.1M
Employees
7
Accounts
2,040
Location
Walnut Creek, CA
Castle Rock Wealth Management, LLC assets under management
Castle Rock Wealth Management, LLC is an investment advisory firm registered with the SEC based in Walnut Creek, CA. The firm has been registered since 2017. It reports $587.1 million in regulatory assets under management and employs 7 people.
Castle Rock Wealth Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Blair Luippold Control | Managing Member | Over 75% | 2015 |
| Jennifer Rose Luippold Control | Chief Compliance Officer | Under 5% | 2017 |
Frequently asked questions
How much does Castle Rock Wealth Management, LLC manage?
Castle Rock Wealth Management, LLC reports $587.1 million in regulatory assets under management on its Form ADV.
How many employees does Castle Rock Wealth Management, LLC have?
Castle Rock Wealth Management, LLC reports 7 employees.
Where is Castle Rock Wealth Management, LLC located?
Castle Rock Wealth Management, LLC is based in Walnut Creek, CA and has been SEC-registered since 2017.
Does Castle Rock Wealth Management, LLC disclose fund performance?
Castle Rock Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1777 Botelho Dr., Suite 105, Walnut Creek, CA 94596 |
| Phone | 925-478-8800 |
| Fax | 925-478-8805 |
| Office hours | 8a.m. - 5p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1727605 |
| Discloses disciplinary history | No |
Regulatory AUM
$587.1M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 44%
Larger than 56% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$587.1Mregulatory AUM
Discretionary $587.1M