Castle Securities, LLC
● SEC registered since 2026CRD 342075SEC# 801-136529Mooresville, NC
Reg. AUM
$106.8M
Employees
3
Accounts
486
Location
Mooresville, NC
Castle Securities, LLC assets under management
Castle Securities, LLC is a registered investment adviser overseen by the SEC based in Mooresville, NC. The firm has been registered since 2026. It reports $106.8 million in regulatory assets under management and employs 3 people.
Castle Securities, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jonathan MacKenzie Malone Control | Managing Member | Over 75% | 2026 |
| Michael Patrick McFadden Control | Chief Compliance Officer | Under 5% | 2026 |
Frequently asked questions
How much does Castle Securities, LLC manage?
Castle Securities, LLC reports $106.8 million in regulatory assets under management on its Form ADV.
How many employees does Castle Securities, LLC have?
Castle Securities, LLC reports 3 employees.
Where is Castle Securities, LLC located?
Castle Securities, LLC is based in Mooresville, NC and has been SEC-registered since 2026.
Does Castle Securities, LLC disclose fund performance?
Castle Securities, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 131 Plantation Ridge Dr., St. 110, Mooresville, NC 28117 |
| Phone | 704-594-8000 |
| Fax | (704) 582-6267 |
| Office hours | 8-5 |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
How this firm compares
Regulatory AUMTop 92%
Larger than 8% of 16,389 advisers
EmployeesTop 77%
More than 23% of 16,799 advisers
Assets under management
$106.8Mregulatory AUM
Discretionary $106.8M