Castle Wealth Planning LLC
● SEC registered since 2015CRD 141601SEC# 801-88216Santa Barbara, CA
Reg. AUM
$236.4M
Employees
3
Accounts
355
Location
Santa Barbara, CA
Castle Wealth Planning LLC assets under management
Castle Wealth Planning LLC is an investment advisory firm registered with the SEC based in Santa Barbara, CA. The firm has been registered since 2015. It reports $236.4 million in regulatory assets under management and employs 3 people.
Castle Wealth Planning LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Nathan Edward Cultice Control | Chief Compliance Officer, President, Managing Member | Over 75% | 2006 |
Frequently asked questions
How much does Castle Wealth Planning LLC manage?
Castle Wealth Planning LLC reports $236.4 million in regulatory assets under management on its Form ADV.
How many employees does Castle Wealth Planning LLC have?
Castle Wealth Planning LLC reports 3 employees.
Where is Castle Wealth Planning LLC located?
Castle Wealth Planning LLC is based in Santa Barbara, CA and has been SEC-registered since 2015.
Does Castle Wealth Planning LLC disclose fund performance?
Castle Wealth Planning LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1105 Chapala St., Ste. 4, Santa Barbara, CA 93101 |
| Phone | 805-962-5630 |
| Fax | 805-962-5637 |
| Office hours | 8a.m. To 5p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$236.4M▲ 10%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 70%
Larger than 30% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$236.4Mregulatory AUM
Discretionary $203.1MNon-discretionary $33.3M