Catawba River Capital
● SEC registered since 2018CRD 134217SEC# 801-113237Lake Wylie, SC
Reg. AUM
$325.1M
Employees
4
Accounts
896
Location
Lake Wylie, SC
Catawba River Capital assets under management
Catawba River Capital is an investment advisory firm registered with the SEC based in Lake Wylie, SC. The firm has been registered since 2018. It reports $325.1 million in regulatory assets under management and employs 4 people.
Catawba River Capital owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Derek Martin Lewis Control | Chief Compliance Officer | 5-10% | 2018 |
| Robert Paul Boggs Control | President | Over 75% | 2000 |
Frequently asked questions
How much does Catawba River Capital manage?
Catawba River Capital reports $325.1 million in regulatory assets under management on its Form ADV.
How many employees does Catawba River Capital have?
Catawba River Capital reports 4 employees.
Where is Catawba River Capital located?
Catawba River Capital is based in Lake Wylie, SC and has been SEC-registered since 2018.
Does Catawba River Capital disclose fund performance?
Catawba River Capital is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4100 Charlotte Hwy., Lake Wylie, SC 29710 |
| Phone | 803-831-0911 |
| Office hours | 8:30 a.m. - 4:30 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$325.1M▲ 24%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$325.1Mregulatory AUM
Discretionary $271.2MNon-discretionary $53.9M