Cathay Capital NA, LLC
● SEC registered since 2015CRD 268816SEC# 801-104468New York, NY
Ranks #5,785 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$76.6M
Fund GAV
$63M
Private funds
3
Employees
6
Accounts
6
Location
New York, NY
Cathay Capital NA, LLC assets under management
Cathay Capital NA, LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2015. It reports $76.6 million in regulatory assets under management and employs 6 people. Cathay Capital NA, LLC manages 3 private funds with combined gross assets of $63 million, including Ccnas Fund B CV, LP. By regulatory assets, it ranks 5,785 of 6,004 private fund managers.
Cathay Capital NA, LLC private funds
3 funds · $63M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Ccnas Fund B CV, LP | Private Equity | $36.6M | — |
| Ccnas Fund a CV, LP | Private Equity | $19.8M | — |
| Cathay Morpheus, LP | Private Equity | $6.6M | — |
Cathay Capital NA, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cathay Capital Private Equity LLC Control | Member | Over 75% | 2015 |
| Mark Matvey Woods Control | Partner, Chief Compliance Officer | 25-50% | 2018 |
| Mingpo Cai Control | President, Chief Executive Officer, Treasurer, Secretary | Under 5% | 2006 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Cathay Capital NA, LLC manage?
Cathay Capital NA, LLC reports $76.6 million in regulatory assets under management on its Form ADV.
How many private funds does Cathay Capital NA, LLC manage?
Cathay Capital NA, LLC manages 3 private funds with combined gross assets of $63 million.
How many employees does Cathay Capital NA, LLC have?
Cathay Capital NA, LLC reports 6 employees.
Where is Cathay Capital NA, LLC located?
Cathay Capital NA, LLC is based in New York, NY and has been SEC-registered since 2015.
Does Cathay Capital NA, LLC disclose fund performance?
Cathay Capital NA, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 150 E. 52nd Street, Suite 20001, New York, NY 10022 |
| Phone | 212-858-9020 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$76.6M▼ 27%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
AUM vs fund managersTop 96%
Larger than 4% of 6,004 private-fund managers
Number of fundsTop 53%
More funds than 47% of fund managers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$76.6Mregulatory AUM
Discretionary $76.6M
Service providers
Auditor
Custodian