Cathy Pareto and Associates, Inc.
● SEC registered since 2017CRD 145919SEC# 801-110395Coral Gables, FL
Reg. AUM
$300.1M
Employees
7
Accounts
642
Location
Coral Gables, FL
Cathy Pareto and Associates, Inc. assets under management
Cathy Pareto and Associates, Inc. is a registered investment adviser overseen by the SEC based in Coral Gables, FL. The firm has been registered since 2017. It reports $300.1 million in regulatory assets under management and employs 7 people.
Cathy Pareto and Associates, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Catherina Marlene Pareto Control | President/Chief Compliance Officer | Over 75% | 2007 |
Frequently asked questions
How much does Cathy Pareto and Associates, Inc. manage?
Cathy Pareto and Associates, Inc. reports $300.1 million in regulatory assets under management on its Form ADV.
How many employees does Cathy Pareto and Associates, Inc. have?
Cathy Pareto and Associates, Inc. reports 7 employees.
Where is Cathy Pareto and Associates, Inc. located?
Cathy Pareto and Associates, Inc. is based in Coral Gables, FL and has been SEC-registered since 2017.
Does Cathy Pareto and Associates, Inc. disclose fund performance?
Cathy Pareto and Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 901 Ponce de Leon Blvd., Suite 501, Coral Gables, FL 33134 |
| Phone | 305-648-9814 |
| Fax | 305-675-7652 |
| Office hours | 9:00a.m. - 5:00 p.m. |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$300.1M▲ 12%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 62%
Larger than 38% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$300.1Mregulatory AUM
Discretionary $287.6MNon-discretionary $12.5M