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Cavalcade Capital LLC

● SEC registered since 2024CRD 327292SEC# 801-130262New York, NY
Export (members)
Reg. AUM
$149.9M
Employees
2
Accounts
41
Location
New York, NY

About Cavalcade Capital

Cavalcade Capital is a family office and registered investment adviser that pairs advisor judgment with AI-supported research and portfolio oversight. Services described include investment advisory across public and private markets and curated direct private-market access for families seeking personalized, conflict-aware guidance.
Summary based on the firm’s website.

Cavalcade Capital LLC assets under management

Cavalcade Capital LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2024. It reports $149.9 million in regulatory assets under management and employs 2 people.

Cavalcade Capital LLC owners & executives

3 reported
NameTitleOwnershipSince
Chadwick Kelly Faykus ControlManaging Member25-50%2024
Jon Harold Dutton ControlChief Compliance Officer/Managing Director25-50%2022
Peter Vermont Dutton ControlMember/Director5-10%2024

Frequently asked questions

How much does Cavalcade Capital LLC manage?

Cavalcade Capital LLC reports $149.9 million in regulatory assets under management on its Form ADV.

How many employees does Cavalcade Capital LLC have?

Cavalcade Capital LLC reports 2 employees.

Where is Cavalcade Capital LLC located?

Cavalcade Capital LLC is based in New York, NY and has been SEC-registered since 2024.

Does Cavalcade Capital LLC disclose fund performance?

Cavalcade Capital LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address55 Broadway, 3rd Floor, New York, NY 10006
Phone212-287-7727
Office hours8:00a.m. To 5:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$149.9M▲ 6%
Mar '25 — $142MApr '25 — $142MMay '25 — $142MJun '25 — $142MJul '25 — $142MAug '25 — $142MSep '25 — $142MOct '25 — $142MNov '25 — $142MDec '25 — $142MJan '26 — $142MFeb '26 — $142MMar '26 — $149.9MApr '26 — $149.9MMay '26 — $149.9MJun '26 — $149.9MJul '26 — $149.9MAug '26 — $149.9MSep '26 — $149.9MOct '26 — $149.9M
Mar '25Form ADV, monthlyOct '26

How this firm compares

Regulatory AUMTop 83%
Larger than 17% of 16,389 advisers
EmployeesTop 86%
More than 14% of 16,799 advisers

Assets under management

$149.9Mregulatory AUM
Discretionary $0Non-discretionary $149.9M